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Governance.

Risk.

Compliance.

Welcome to March Compliance. We provide compliance and regulatory advisory services to over a hundred FCA authorised firms, including investment managers, brokers, traders, corporate financiers, venture capitalists, fund marketers and investment advisors.

Our services are customised entirely to each client and we have a proven track record of working with new businesses as well as firms with existing FCA authorisation.
March is a member of the Association of Professional Compliance Consultants.

 AUTHORISATION

We liaise directly with the FCA on our clients' behalf, and provide firms with the compliance framework essential to newly regulated entities.

 COMPLIANCE

Good compliance is key to a successful business. March provides specialist ongoing compliance support to a large number of regulated firms.

TRAINING

We deliver a range of Market Abuse and Reporting Training courses, from Anti Money Laundering to Compliance Refresher courses.

REPORTING

Clients rely on March for FCA regulatory reporting. We ensure that a comprehensive audit trail is created to evidence ongoing prudential compliance.

Our People

Our expert team of qualified professionals understand the nuances of robust compliance practice, both in the UK and internationally. We'll guide your firm through every step of the authorisation process, take care of your reporting obligations, and liaise with the FCA on your behalf.

Steve McGuinness

Partner

Chris Cummins Headshot.jpeg

Chris Cummins

Partner

Jessica Marchant

Consultant

 

Contact Us

Thank you. A member of the March team will be in touch shortly.

 
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