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REGULATORY UMBRELLA

Alternatives St James LLP ("ASJ") is under the common ownership of March and has been regulated by the FCA since February 2006.

ASJ was founded to provide a regulatory umbrella to investment advisors and marketing firms who can take advantage of its authorisation under an Appointed Representative agreement through which ASJ remains responsible for their compliance and conduct.

Firms remain contracted to ASJ on either a temporary basis whilst awaiting FCA authorisation, or as a more permanent arrangement to enable regulated activities to be undertaken. ASJ provides comprehensive support and guidance to each of its Appointed Representative, and is committed to ensuring ongoing compliance with FCA rules.  

Please contact us to find out more about ASJ and whether its services can be of benefit to you.

Alternatives St James LLP is authorised and regulated by the Financial Conduct Authority under firm reference 430914.